Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Debate: Has IRS Guidance Helped Make the Case for Emergency Savings Accounts?
By Robert Bloink | William H. ByrnesUnder Secure 2.0, this optional feature can be added to defined contribution retirement plans.
February 01, 2024
Who's Covered Under FINRA's New Home Office Rule? Here's Some Help.BDs "may not fully appreciate the limited scope of the relief," lawyer Ben Marzouk says.
February 01, 2024
4 Steps to Grow Your Advisory Business With Secure 2.0Legislation has positioned RIAs to easily and affordably add help small-business owners offer retirement plans.
February 01, 2024
Medicare Advantage Managers Start 2025 Rate-Setting ProcessAverage plan revenue per enrollee could grow faster next year.
January 31, 2024
Repeal Income Tax on Social Security? What Retirement Experts Think of New BillIs the You Earned It, You Keep It Act realistic? Marcia Mantell, Michael Finke and others weigh in.
January 30, 2024
New FSI Report Takes On 'Regulation by Enforcement'The SEC's 12b-1 fee crackdown was an example of regulation by enforcement, the group says.
January 30, 2024
6 Things to Know About the Bill to Repeal Tax on Social SecurityAnalysis shows that the You Earned It, You Keep It Act could actually reduce the federal debt.
January 30, 2024
Case Study: When Should This Divorced Widow Claim Social Security?There is nothing simple about Social Security claiming. In this scenario, our experts run the numbers.