Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
SEC Staff Says Memecoins Are Like Collectibles, Not Securities
By Nicola M. WhiteSellers do not need to register with the SEC, and buyers are not protected by securities laws.
February 27, 2025
Senate Panel OKs Labor Secretary NomineeThe Senate HELP Committee voted 14-9 Thursday to approve the nomination of Lori Chavez-DeRemer.
February 26, 2025
Social Security Administration May Face 50% Workforce CutThe acting SSA chief requested that managers present a plan for a 50% staff reduction, The American Prospect reports.
February 26, 2025
Treasury Names Advisor to Help Plan U.S. Sovereign Wealth FundJR Gibbens will join the Treasury from the Pentagon, the Treasury Department said in a statement Wednesday.
February 25, 2025
Social Security Fairness Act Retroactive Benefit Payments Starting 'Immediately'SSA's original estimate of taking a year or more will only apply to complex cases, SSA's Dudek says.
February 25, 2025
Social Security Administration Closes Offices, Realigns FunctionsThe agency closed its Office of Civil Rights and Equal Opportunity and its Office of Transformation.
February 25, 2025
TaxStatus Unveils Financial Baseline Report Featuring Direct IRS DataThe product aims to help advisors make smarter decisions and streamline planning for better client outcomes.
February 25, 2025
CFP Board Publishes AI Ethics Guide for AdvisorsThe document helps CFP professionals apply artificial intelligence tools while adhering to the organization’s code and standards.