Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Jefferson Pilot: Split-Dollar Policies Meet Tax Rules
By Staff WriterNU Online News Service, March 3, 2004, 3:10 p.m. EST -- Jefferson Pilot Financial says its LifeComp series of split-dollar life policies offers several ...
February 26, 2004
NAIC Group Trying To Get NAIFA To Back Off Stance On Federal RoleWashingtonA group of state insurance commissioners is trying to force the National Association of Insurance and Financial Advisors to reconsider its recently adopted policy supporting ...
February 26, 2004
Commissioners Fight New NAIFA PolicyNU Online News Service, Feb. 26, 2004, 11:28 a.m. EST, Washington -- Some insurance commissioners hope the National Association of Insurance and Financial Advisors ...
February 25, 2004
IRS Describes 3 Top-Heavy 401(k) PlansNU Online News Service, Feb. 25, 2004, 6:14 p.m. EST -- Employers that take some 401(k) contributions back from employees who leave early could ...
February 24, 2004
IRS Speaks On Plan Funding Waiver RequestsNU Online News Service, Feb. 24, 2004, 6:07 p.m. EST -- The Internal Revenue Service has published a guide for employers that want to ...
February 20, 2004
Experts Downplay Effects Of IRS 412(i) MovesNU Online News Service, Feb. 20, 2004, 5:58 p.m. EST -- Insurance experts are downplaying the likely effects of the new Internal Revenue Service ...
February 19, 2004
Federal Regulation: A Specious GoalRecognizing that unity is all-important in legislative matters, the American Council of Life Insurers and the National Association of Insurance and Financial Advisors are again ...
February 12, 2004
The Dangers And Opportunities Of The New Split-Dollar RegulationsThe Dangers And Opportunities Of The New Split-Dollar RegulationsThe Chinese have a symbol, pronounced jitsui, which means both danger and opportunity.Jitsui is a perfect descriptor ...