Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Achieving Tax Deferral In Non-Qualified Plans
By Maggie MitchellAchieving Tax Deferral In Non-Qualified PlansBy Maggie MitchellNon-qualified plans are a very popular planning tool. They are particularly attractive to highly paid employees who want ...
December 09, 2001
Optional Federal Chartering: Be Careful What You Ask ForOptional Federal Chartering: Be Careful What You Ask ForThe American Council of Life Insurers last month decided to formally pursue optional federal chartering for life ...
December 02, 2001
Insurers Weigh Legal Challenge To Vermont Privacy RegulationInsurers Weigh Legal Challenge To Vermont Privacy RegulationByInsurers are weighing a legal challenge to privacy regulations established by the Vermont department of banking, insurance, securities ...
November 14, 2001
Agents Accuse Feds Of Weakening Bank Insurance RegulationNU Online News Service, Nov. 14, 1:15 p.m. -- WashingtonTwo insurance agent groups have filed a lawsuit against the Office of the Comptroller of ...
November 04, 2001
SEC's BrokerDealer Record Rule PraisedByWashington Insurance companies and agents are praising the Securities and Exchange Commission for issuing a final rule on broker/dealer record keeping requirements that accommodates limited ...
November 01, 2001
Insurers Applaud SEC Recordkeeping RegNU Online News Service, Nov. 1, 10:16 a.m. -- WashingtonInsurance companies and agents are praising the Securities and Exchange Commission for issuing a final ...
October 24, 2001
Health Net Gets IRS OK For Charitable Leave-Sharing PlanNU Online News Service, Oct. 24, 2:56 p.m. -- Health Net Inc., Los Angeles, a managed care company, says the Internal Revenue Service has ...
October 07, 2001
Tax Act Sets Menu For Cafeteria PlansByThe passage of the Economic Growth and Tax Relief Reconciliation Act, and the promulgation of Final Treasury Regulations governing permitted mid-year election changes, have now ...