Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
NAIC Group Trying To Get NAIFA To Back Off Stance On Federal Role
By Steven BrostoffWashingtonA group of state insurance commissioners is trying to force the National Association of Insurance and Financial Advisors to reconsider its recently adopted policy supporting ...
February 20, 2004
Experts Downplay Effects Of IRS 412(i) MovesNU Online News Service, Feb. 20, 2004, 5:58 p.m. EST -- Insurance experts are downplaying the likely effects of the new Internal Revenue Service ...
February 19, 2004
Federal Regulation: A Specious GoalRecognizing that unity is all-important in legislative matters, the American Council of Life Insurers and the National Association of Insurance and Financial Advisors are again ...
February 12, 2004
ACLI Challenges SEC Proposal On Separate Account DisclosureACLI Challenges SEC Proposal On Separate Account DisclosureByWashington Life insurers are challenging a Securities and Exchange Commission proposal that would require variable product separate accounts ...
February 12, 2004
ACLI Objects To Hard Close ProposalNU Online News Service, Feb. 12, 2004, 1:38 p.m. EST, Washington -- The American Council of Life Insurers, Washington, is opposing proposed mutual fund ...
February 12, 2004
The Dangers And Opportunities Of The New Split-Dollar RegulationsThe Dangers And Opportunities Of The New Split-Dollar RegulationsThe Chinese have a symbol, pronounced jitsui, which means both danger and opportunity.Jitsui is a perfect descriptor ...
February 09, 2004
ACLI Pans SEC Variable Product ProposalNU Online News Service, Feb. 9, 2004, 3:43 p.m. EST, Washington -- Life insurers are challenging a U.S. Securities and Exchange Commission variable product ...
February 06, 2004
ACLI Questions China Branch Capital RequirementsNU Online News Service, Feb. 6, 2004, 1:24 p.m. EST -- The Chinese Insurance Regulatory Commission has set high capital requirements for foreign insurers ...