Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Principal Adjusts IPO Price Range
By Staff WriterNU Online News Service, Sept. 28, 2:50 p.m. -- The Principal Financial Group Inc., Des Moines, Iowa, has reduced the expected price range for ...
August 31, 2001
Federal LTC Program Receives ProposalsNU Online News Service, Aug. 31, 1:35 p.m. -- The U.S. Office of Personnel Management says it has received "quality proposals" from long-term care ...
August 30, 2001
Benefits Council Writes IRS On Pension Change NoticesNU Online News Service, Aug. 30, 5:25 p.m. -- The American Benefits Council, Washington, says the Internal Revenue Services should give employers as much ...
August 29, 2001
IRS Employee Plans Unit May Revamp Pension Determination Letter SystemNU Online News Service, Aug. 29, 12:15 p.m. -- The Employee Plans unit at the Internal Revenue Service says it may replace its current ...
August 22, 2001
New LIMRA Book Explains Insurance ComplianceNU Online News Service, Aug. 22, 11:46 a.m. -- LIMRA International, Windsor, Conn., has published a new book, Practical Compliance for Insurance Professionals, by ...
August 21, 2001
IRS Publishes Revenue Ruling On 1994 Group Annuity Reserving TableNU Online News Service, Aug. 21, 6:46 p.m. -- The Internal Revenue Service says life insurers can use the Commissioners' Standard 1994 Group Annuity ...
August 12, 2001
New Minimum Distribution Rules Create New OpportunitiesByThe changes in the minimum distribution rules create many new opportunities for planners and their clients to use retirement plan money to create wealth through ...
August 10, 2001
New York Department Adopts Health Risk Transfer RegulationNU Online News Service, Aug. 10, 4:56 p.m. -- The New York State Insurance Department has announced the final adoption of Regulation Number 164, ...