Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Agencies Seek Service Reporting Compromise
By Staff WriterFederal agencies have tried to find a middle ground in the battle over how benefit plans should report the cost of bundled and unbundled services.Officials ...
November 13, 2007
IRS Establishes Authority To Write COLI Reporting RulesThe Internal Revenue Service has issued temporary regulations needed to implement new corporate-owned life insurance reporting procedures.The Pension Protection Act of 2006 created a section ...
November 13, 2007
IRS Establishes Authority To Write COLI Reporting RulesThe Internal Revenue Service has issued temporary regulations needed to implement new corporate-owned life insurance reporting procedures.The Pension Protection Act of 2006 created a section ...
November 12, 2007
409A is the Law ... Now What?In the world of nonqualified deferred compensation, there's a new sheriff in town named 409A. It took a while for this law to make itself clear, but at the end of this coming year...
November 11, 2007
409A is the Law ... Now What?In the world of nonqualified deferred compensation, there's a new sheriff in town named 409A. It took a while for this law to make itself clear, but at the end of this coming year...
November 11, 2007
New York Proposes Guidelines For Principles-Based RegulationNew York has issued a draft of a proposal that would establish a foundation on which to build a system of principles-based state regulation.Proposed Regulation ...
November 11, 2007
New York Proposes Guidelines For Principles-Based RegulationNew York has issued a draft of a proposal that would establish a foundation on which to build a system of principles-based state regulation.Proposed Regulation ...
November 08, 2007
IRS Publishes Pension Income GuidanceThe Internal Revenue Service has released an analysis of three questions that could affect advisors and sponsors of defined benefit pension plans.The guidance, given in ...