Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Down The Rabbit Hole
By Jim ConnollyIf ever there was a week in which the world of Alice in Wonderland became reality, this past one was it.Lehman Bros. fell down the ...
September 18, 2008
AIG Filing Confirms Use Of CovenantsAmerican International Group Inc. says the Federal Reserve may be able to use warrants to obtain up to 79.9% of the company's stock.AIG, New York, ...
September 18, 2008
AIG Filing Confirms Use Of CovenantsAmerican International Group Inc. says the Federal Reserve may be able to use warrants to obtain up to 79.9% of the company's stock.AIG, New York, ...
September 17, 2008
OFC Sponsors: AIG Proves Our PointThe House sponsors of H.R. 3200, a bill that would give insurers the option of choosing between a federal charter and a state charter, today ...
September 17, 2008
Witnesses Continue Plan Fee Disclosure FightThe Senate Health, Education, Labor and Pensions Committee today held a hearing on 401(k) plan fee disclosure.Witnesses who represented smaller providers carried on the battle ...
September 17, 2008
IRS Eases Plan Filing RulesThe Internal Revenue Service has relaxed the schedule for plan sponsors and administrators that need opinions and determination letters for retirement plans.The change affects applications ...
September 17, 2008
IRS Eases Plan Filing RulesThe Internal Revenue Service has relaxed the schedule for plan sponsors and administrators that need opinions and determination letters for retirement plans.The change affects applications ...
September 16, 2008
Greenberg: AIG Survival In National InterestMaurice Greenberg, the former chairman of American International Group Inc., today said the Federal Reserve System should provide a bridge loan for AIG if the ...