Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Panel recommends money market funds regulation
By Staff WriterMutual fund leaders announced today they are endorsing several recommendations to improve and increase oversight of money market funds. The Investment Company Institute is supporting...
March 18, 2009
AIG Hearing Sparks OFC DebateWitnesses and lawmakers today used a hearing on American International Group Inc. as a chance to debate the merits of federal regulation of insurance.
March 17, 2009
Obama Ponders New FDICPresident Obama addressed the future of federal financial services regulation briefly before heading to California.
March 16, 2009
Schapiro should be good for seniorsPresident Obama's pick to head the Securities and Exchange Commission is Mary L. Schapiro, Esq. -- the first woman to serve as the agency's permanent chairman. The appointment comes at a tumultuous time in the financial world and
March 15, 2009
Schapiro should be good for seniorsPresident Obama's pick to head the Securities and Exchange Commission is Mary L. Schapiro, Esq. -- the first woman to serve as the agency's permanent chairman. The appointment comes at a tumultuous time in the financial world and
March 13, 2009
IRS Thinks Many Large Estates UnderpayTotal U.S. estate tax collections increased to about $27 billion in 2008, up 8% from the 2007 total.
March 13, 2009
IRS Thinks Many Large Estates UnderpayTotal U.S. estate tax collections increased to about $27 billion in 2008, up 8% from the 2007 total.
March 12, 2009
SEC verifying client assetsThe SEC is giving a heads up to investment advisors, saying it is now contacting clients and other third parties to verify client assets managed...