Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Treasury Invests In AIG - Updated
By Staff WriterAmerican International Group Inc. says it will be using $40 billion in Troubled Assets Relief Program cash to restructure some of its debt.The U.S. Treasury ...
November 20, 2008
SEC To Webcast Mark-To-Market RoundtableThe U.S. Securities and Exchange Commission plans to hold a panel discussion on controversial accounting rules at 9:30 a.m. EST Friday.The participants in the discussion, ...
November 20, 2008
SEC To Webcast Mark-To-Market RoundtableThe U.S. Securities and Exchange Commission plans to hold a panel discussion on controversial accounting rules at 9:30 a.m. EST Friday.The participants in the discussion, ...
November 16, 2008
IRS Eyes Charitable Trust SalesThe Internal Revenue Service says it is looking to see whether some charitable trust transactions should be identified as tax-avoidance transactions.IRS officials report in IRS ...
November 16, 2008
IRS Eyes Charitable Trust SalesThe Internal Revenue Service says it is looking to see whether some charitable trust transactions should be identified as tax-avoidance transactions.IRS officials report in IRS ...
November 16, 2008
Broker, Agent Comp Concerns FINRA In Variable Life Settlement DealsAgents and brokers conducting life settlements involving variable products may find themselves facing questions over their compensation, according to a FINRA official.The Financial Industry Regulatory ...
November 16, 2008
IRS Publishes Final COLI RegsThe Internal Revenue Service has published a final version of rules that will help employers comply with federal corporate-owned life insurance reporting requirements.The final regulations ...
November 16, 2008
IRS Publishes Final COLI RegsThe Internal Revenue Service has published a final version of rules that will help employers comply with federal corporate-owned life insurance reporting requirements.The final regulations ...