Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
PBR Reinsurance Proposal Would End Regulations' Strictures
By Jim ConnollyCeding companies and reinsurers could be freed from the strictures of current regulations if a new principles-based reserving system is put in place, according to ...
October 05, 2007
ACLI Witness Makes Case For Federal Regulation OptionA top life insurance executive pleaded Wednesday for Congress to give the industry a choice between state regulation and regulation by a new federal agency.Life ...
October 02, 2007
Nazareth to Leave SECSecurities and Exchange Commissioner Annette L. Nazareth announced her intention to leave the Commission to return to the private sector October 2.
October 02, 2007
LIMRA Forms Compliance AllianceA life insurance market research consortium will be working with an outside firm to help members understand and follow new federal rules and regulations.LIMRA International, ...
October 02, 2007
LIMRA Forms Compliance AllianceA life insurance market research consortium will be working with an outside firm to help members understand and follow new federal rules and regulations.LIMRA International, ...
October 01, 2007
Restatement Could Change Reinsurer Financial ReportsOfficials at the U.S. Securities and Exchange Commission want a Bermuda reinsurer to change the way it accounts for the effects of a conversion of ...
October 01, 2007
"In the Know": Non-Spouse RolloversOn January 10, 2007, the IRS issued Notice 2007-7, which was followed by a clarification of the Notice (February 13, 2007) due to the numerous...
October 01, 2007
What Troubles InvestorsAmerican investors have significant anxiety about the security of their investments, particularly as it relates to their retirement savings, according to a new FINRA report....