Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
Cyber Risk Is A Wealth-Preservation Issue
By Patti ClementHaving a high net worth provides no defense whatsoever against hacking.
March 03, 2026
United Planners Consolidates Its Compliance, Cybersecurity FunctionsIt's using the regtech tool SurgeONE.ai, which helps advisors stay ahead of regulatory exams.
February 13, 2026
Ameriprise Advisor Tricked by Phishing ScamIt was the firm's second report of a phishing-related data breach in as many months.
February 05, 2026
Edelman Financial Engines Hit With Data BreachOn Jan. 7, an unauthorized third party accessed some of its clients' information, according to the Maine attorney general.
January 05, 2026
Phishing Scam Snares an Ameriprise AdvisorThe breach potentially exposed nearly 600 clients' data, a state regulator warns.
December 03, 2025
6 Savvy Insurance Moves Wealthy Clients Can Make in 2026Risk appetite among high-net-worth individuals has dropped sharply over the past several years.
November 10, 2025
Schwab Requires Credential Reset for Some ClientsCertain customers who provided login access to third-party data vendors were asked for updates, a spokesperson confirms.
October 08, 2025
Salesforce Breach Exposes Risk for Wealth Firms; Here Are 6 Steps to Take NowThe recent leak of 1 billion records should prompt renewed assessments of client data safety defenses.