Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
Hearsay Adds Biometrics, PIN Security to Advisor App
By Jeff BermanNew features add "another layer of protection," the tech firm says.
September 09, 2019
Cybersecurity Infractions on the Rise Among Advisors: NASAADeficiencies in almost every other category have decreased, said NASAA President Michael Pieciak.
September 06, 2019
RIA in a Box's MyRIACompliance Software Integrates With Cloud-Based DocupaceWealth management firms using MyRIACompliance software can now access the Docupace platform also via single sign-on.
August 27, 2019
Ways Cyberfraud Can Jeopardize Your Clients' PlansSomething as simple as using an unsecure network could derail retirement financial plans. Here's how to avoid that.
August 22, 2019
RIA in a Box Offers Cybersecurity Tips for AdvisorsA firm's employees can be its greatest cyber defense and weakness, the compliance software maker says.
August 20, 2019
SEC Loses Its First Cyber Enforcement ChiefRobert A. Cohen is joining Davis Polk & Wardell, where two former SEC enforcement directors are now employed.
July 30, 2019
Tipster's Email Led to Arrest in Massive Capital One BreachThe data, which was stored on servers rented from Amazon Web Services, included names, addresses, dates of birth, and some financial information, including self-reported income.
July 29, 2019
Now Is the Time to Do a 'Back-to-School' Tech CheckBeen away for summer and have to get back into gear? Here are ideas for when "class" resumes.