Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
SEC Issues Ransomware Alert
By Melanie WaddellAttempts to penetrate financial institution networks through phishing and ransomware are on the rise.
June 16, 2020
RIA in a Box Launches Cybersecurity Insurance for Advisors: Tech RoundupAlso, SEC's FinHub launches virtual peer-to-peer meetups.
May 27, 2020
Regulatory Groups Gear Up Remote Exam RequirementsFINRA reduces mediation fees and enhances action against new wave of scams.
May 21, 2020
Smarsh Buys Cybersecurity Firm EntredaEntreda works with BDs, RIAs and wealth managers, while Smarsh focuses on larger firms.
May 11, 2020
MassMutual Teams With NextCapital on Retirement Solution: Tech RoundupAlso, Envestnet MoneyGuide enhances its client portal.
April 23, 2020
How Advisors Can Thrive in a Virtual Environment"The key is to embrace the change," a senior manager at TD Ameritrade says.
April 14, 2020
Key Tech Steps for RIAs Working From HomeWhen it comes to cybersecurity, make sure you're using multi-factor authentication and VPNs are a mixed bag, RightSize says.
March 13, 2020
Another Hazard of Pandemics: HackersHackers may seek to take advantage of advisors and others distracted by coronavirus, a law firm says.