Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
Fusion Financial Founders to Provide 'White Glove' IT Services for RIAs: Tech Roundup
By Jeff BermanAlso, Broadridge appoints a chairman for its LTX trading platform.
November 10, 2020
Smarsh Buys AI Firm to Help RIAs, BDs Spot RisksThe combined company will also help advisors and their firms uncover strategic insights from large volumes of data in real time.
October 28, 2020
Why Firms Need Zero-Trust Cybersecurity, Especially NowCOVID-19 has meant advisors and employees work from home, a target for cybercriminals. Thus, security needs to be stepped up.
October 16, 2020
How New Tech Can Really Help Advisors: CerulliMore tech adoption can provide greater efficiency and improve productivity, Cerulli says.
October 07, 2020
Fake FINRA Survey Is a Phishing Scam, Regulator Warns BDsThe email scam is the latest of several attempts to illicitly gather data by impersonating FINRA or registered reps.
September 15, 2020
SEC Warns of Rise in 'Credential Stuffing' CyberattacksClient login credentials that are compromised can result in loss of customer assets and unauthorized disclosure of personal information.
August 28, 2020
Morgan Stanley Is Sued Over Data Breaches Tied to Missing Equipment"Current and former customers face a lifetime risk of identity theft," an IRA holder says in a filing.
August 19, 2020
State Regulators Say They Disrupted 220 COVID ScamsThe schemes "often exploit trendy assets" such as cryptocurrencies or AI-related investments, a NASAA official said.