Cybersecurity
Get the latest news and insights on cybersecurity regulations affecting financial advisors, broker-dealers, RIAs and others in the financial services industry.
Schwab to Launch Digital Account Onboarding for Advisors in July
By Jeff BermanThe enhancement is part of a "second major wave" of digital capabilities and Schwab is already working on a "third phase" of its plan, it says.
March 16, 2021
401(k) Plans Have a Big Cybersecurity Problem, Need Guidance: GAOAfter a congressional request to review these risks, GAO concludes that vendors are weak links.
March 10, 2021
Digital Payments, Phone Scams Grow in Tax SeasonMillennials are at greater risk for tax scams than boomers, a survey has found.
December 29, 2020
3 Ways to Step Up Cybersecurity in Wake of SolarWinds BreachUse these events "as a learning opportunity and strive to make [your] data more secure," says F2 Strategy's Scott Lamont.
December 23, 2020
Top RIA Trends in 2021: Joel BruckensteinThe tech expert says advisors should ask their vendors immediately if the hacked SolarWinds software is in their "cyber" package.
December 17, 2020
Fusion Financial Founders to Provide 'White Glove' IT Services for RIAs: Tech RoundupAlso, Broadridge appoints a chairman for its LTX trading platform.
November 20, 2020
Commonwealth Expanding Menu of VIP Options in 2021Commonwealth Connect and Brand Studio are two areas of focus for the firm in 2021 and beyond.
November 12, 2020
FPA Launches Cybersecurity Certificate Program for Financial PlannersThe certificate program is designed to help financial planners protect their data, practices and clients.