Succession Planning
Learn how top financial advisors and firms handle succession planning and what industry experts suggest is key to getting it right.
T. Rowe Price Chairman, CEO to Retire
By Janet LevauxBill Stromberg, who's spent 35 years with the firm, will be replaced by President Rob Sharps on Jan. 1, 2022.
April 27, 2021
Buy, Sell or Grow? For S- and C-Corps, It's ComplicatedTax and legal issues complicate the ability of these firms to finance growth and succession. Here are some options.
March 24, 2021
How a 35-Year-Old CEO 'Future-Proofed' Her Father's FirmCammy Smith tells ThinkAdvisor about her journey from pre-med student to financial advisor to consultant and chief executive.
March 11, 2021
Time's Running Out on PPP Loans, but RIAs Have Other OptionsExecs from Live Oak Bank and DeVoe & Co. discuss SBA and other loans available for financial advisors.
March 10, 2021
What's Next for Cambridge as It Turns 40The Fairfield, Iowa-based broker-dealer has managed to thrive despite challenges including intense competition from larger rivals.
March 09, 2021
Cetera Buys $490M BD, RIA in PhiladelphiaThe purchase of Magis Financial Partners was finalized March 1, Cetera says.
March 04, 2021
You Advise Your Clients to Sell High. Why Not Take Your Own Advice?If you've been building your advisory business for decades, now may be the ideal time to sell your practice.
March 03, 2021
$1.2B RIA Leaves Merrill to Create New FirmThe principals of Blue Bell, Pennsylvania-based Amplius Wealth Advisors previously worked for a boutique wealth group within Merrill.