Marketing and Communications
Explore the latest news about advisor marketing strategies and wealth management communications.
Advisor iPad App Allows Client Reviews to Go Anywhere
By Joyce HansonAs long as I have my iPad with me, theres nothing I cant access. I can run into a client in a restaurant and do things on the fly, says Ted Rich of Vinoy Capital.
May 17, 2012
How to Buy Facebook Without All the RiskAs demand skyrockets for Facebooks new shares, advisors plan to jump into this investing product that will give clients exposure to the hot social media IPO without too much volatility.
May 17, 2012
Senate Banking’s Johnson Asks JPMorgan’s Dimon to TestifySen. Tim Johnson, D-S.D., chairman of the Senate Banking Committee, said Thursday that he planned to hold the first hearing regarding the JPMorgan losses on Tuesday, May 22.
May 16, 2012
Judge Pushes Schwab Suit Against FINRA to Disciplinary PanelA federal judge dismissed a legal action filed by Charles Schwab against FINRA challenging a complaint FINRA levied against Schwab on Feb. 1.
May 15, 2012
Americans Confident About Own Finances, Doubt Nation’sAmericans are far more confident about their own financial plans than they are about the nations.
May 14, 2012
Some Questions—and Answers—on the Spencer Bachus SRO BillSome of the answers: FINRA is the only viable option that has been identified as an SRO and, as Mercer Bullard commented, "the bill would impose a tax on small advisory businesses...and mainstream investors they represent."