Marketing and Communications
Explore the latest news about advisor marketing strategies and wealth management communications.
FINRA Pulls Plug on BrokerCheck Social Media Plan
By Melanie WaddellAfter complaints, FINRA on Wednesday withdrew its proposed requirement that advisory firms include a reference and a link to BrokerCheck on their websites.
April 22, 2013
Viewing Financial Planning Through the Lens of Risk ManagementIn planning for my clients, I view all I do through the lens of risk management, and I'm not limiting myself to insurance.
April 19, 2013
Guiding Your Art-Loving Clients, Whether It’s a Passion or an InvestmentArt collectors may love their pieces, but often they're as driven to buy by the perceived investing benefits. Whats the advisors role in guiding their clients?
April 18, 2013
CFPB Calls for ‘Rigorous’ Standards for Senior DesignationsThe CFPB told Congress, the SEC and state regulators that the alphabet soup of senior designationsmore than 50confuses older Americans and that a three-pronged approach is needed to protect the elderly from fraud.
April 18, 2013
Bloomberg Jumps on ‘Twitter A-List’ After SEC’s Social Media DecisionNow that the SEC has green-lighted public companies disclosure of corporate information on social media sites such as Twitter and Facebook, the Web is jumping all over the news.
April 17, 2013
When Disclosures Do More Harm Than Good to the ClientDisclosure is good, nondisclosure is badright? Perhaps it's not as simple as we like to believe, as Michael Finke of Texas Tech points out.