Marketing and Communications
Explore the latest news about advisor marketing strategies and wealth management communications.
Morningstar to Tackle Hottest ETF Topics at Conference
By Bernice NapachAmong the topics where Morningstar wants to "rethink conventional wisdom" are active share, strategic beta, 401(k) mistakes and hedging currency exposure.
September 23, 2015
For the sake of socialIf people can buy online to replace you, what are you doing thats irreplaceable?
September 23, 2015
For the sake of socialIf people can buy online to replace you, what are you doing thats irreplaceable?
September 23, 2015
NASAA: States Doled Out $579M in Enforcement Penalties in 2014Private placement offerings, real estate investments and crowdfunding were ripe areas for fraud, state securities regulators reported.
September 22, 2015
SEC Censures, Fines St. Louis Advisor Firm for Lax Cybersecurity PoliciesA firm that "failed entirely" to protect thousands of clients' data from a cyberattack will pay a $75,000 fine.
September 21, 2015
Advisors Lure Million-Dollar Clients on Social MediaSome 17% of respondents to an American Century survey said they acquired business of at least $1 million in part because of social media.
September 21, 2015
SEC Fines First Eagle, Affiliate $40 Million for Improperly Charging ShareholdersThe firms used shareholder money instead of 12b-1 fees to pay for fund distribution, the SEC said. Similar enforcement actions could be in the offing.
September 18, 2015
How to Profit From Falling Commodity PricesThere are a variety of strategies for bear bets against commodity prices, some riskier than others.