Client Outreach
The latest news and advice about successful client communications, including the best methods and strategies for financial advisors.
UBS Reaches ARS Deal with States (Aug. 8, 2008)
By Janet LevauxUBS says it reached a settlement, in principle, with the New York Attorney General, the Massachusetts Securities Division, the Securities and Exchange Commission (SEC) and other state regulatory agenc
August 01, 2008
Revisiting FinancialsThe noise surrounding the financial sector has calmed down a bit. That however, does not indicate that the worst is over. Advisors and investors alike...
August 01, 2008
Consultant Says: FAs Should Go Blue!Consultant Says: FAs Should Go Blue!(Hollywood, Fla.) Roch Parayre of Wharton spoke during Pershing's INSITE 2008 on how advisors can benefit from the ideas in...
August 01, 2008
Van Eck Targets MideastWhen it rains, it pours. And lately, it's been pouring Middle East-focused exchange-traded funds (ETFs). Van Eck Global is the latest provider to introduce an...
August 01, 2008
AIG Taps Jeff Auld to Head Two FirmsAIG Advisor Group says Jeffrey M. Auld is now president and CEO of AIG Financial Advisors and American General Securities. Auld succeeds James R. Cannon,...
August 01, 2008
Leverage, Inverse Offerings ExpandRydex Investments has launched eight new exchange-traded funds on the American Stock Exchange. The funds, known as RydexShares, will provide leveraged and inverse exposure to Select...
August 01, 2008
Deutsche Bank Launches Value-Focused ETNsDeutsche Bank has announced it will issue ELEMENTS exchange-traded notes (ETNs) linked to Benjamin Graham Intelligent Value Indices. Benjamin Graham ELEMENTS ETNs are senior unsecured obligations...
August 01, 2008
Smaller Stocks Holding UpThis year, there haven't been many havens for stock investors, but two areas are holding their own: small- and mid-size company stocks. ETFs following mid- and...