Client Outreach
The latest news and advice about successful client communications, including the best methods and strategies for financial advisors.
AssetMark to Be Acquired by Chinese Securities Firm
By Bernice NapachThe deal with Huatai Securities is the third sale of the firm in the past nine years.
April 08, 2016
How Advisory Firms Are Responding to Demographic ChallengesAt a SIFMA conference, execs discussed how they were bringing their firms and their recruiting practices into the future.
April 08, 2016
Best Full-Service Investment Firms Ranked by Investors: J.D. Power — 2016Overall satisfaction has weakened across full-service broker-dealers, the survey finds.
April 07, 2016
SIFMA’s Bentsen: DOL Rule Will Have Unintended ConsequencesSIFMA president also blasted the Obama administration's comments that the brokerage industry's business model "rests on bilking" clients.
April 07, 2016
Consumers ‘Crave Trust,’ Concerned DOL Fiduciary Rule Won’t Provide ItInvestors dont believe the government can be trusted any more than financial professionals, Hearts & Wallets found.
April 07, 2016
Helping a New Generation of Women Get Control of Their FinancesPlanner Patricia Allen uses her "Life by Design" program to talk frankly with her female clients about meshing their financial goals and personal values.
April 05, 2016
FINRA, SEC Targeting EB-5 Immigrant Investor ProgramAn immigration program that's attracted $8.7 billion in investments in U.S. businesses is under regulatory scrutiny.
April 04, 2016
Top Portfolio Products: New Tools to Compare Funds and ETFsThese new products can help advisors and investors choose among the myriad funds and ETFs on the market.