Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Independents Push For Universal Plan Fee Breakdown Rules
By Staff WriterRequiring all 401(k) plan companies to provide detailed cost reports would be a big help both to independent plan service providers and to plan sponsors.Thomas ...
October 01, 2007
What Color Is Your Firm?The growth of financial advisory firms reveals distinct phases of firm development. We've observed that each stage has unique characteristics, challenges, and opportunities that must...
October 01, 2007
Transparency and RespectThere's been much debate recently among regulators, industry associations, and advisors themselves about fiduciary responsibility. Jim Dew, principal and sole practitioner of Dew Wealth Management...
October 01, 2007
Grow Your OwnDo you want to be successful? Our years of experience at Moss Adams consulting to top advisors and gauging the entire industry through our exhaustive...
September 17, 2007
Bank Broker Revenue Climbs In JulyThe brokerage business in community banks and credit unions was about 16% higher in July than it was a year earlier.The Kehrer-LIMRA community bank brokerage ...
September 12, 2007
IIPRC Approves Filing Fee SystemMembers of the Interstate Insurance Product Regulation Commission have adopted a filing fee proposal.The proposal calls for each independent insurer to pay an annual IIPRC ...
September 03, 2007
Is Moving To Fees The Boost Your Practice Needs?Back in 2002, Bryan Beatty was earning commissions on insurance products totaling about $500,000 annually.
September 02, 2007
Is Moving To Fees The Boost Your Practice Needs?Back in 2002, Bryan Beatty was earning commissions on insurance products totaling about $500,000 annually.