Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
Your 401(k) fees are attracting more attention — from lawyers
By Suzanne WoolleyFujitsu Technology is targeted in a class-action lawsuit that alleges fiduciary breaches related to its target-date funds.
June 20, 2016
UBS Announces Major ChangesIn order to help raise pay for top advisors and support retention, the group says, it will reduce advisor recruiting by 40%.
June 08, 2016
5 Steps to Successfully Talk About Fees With ClientsAs daunting and taboo as discussing fees with your clients might be, it is a vital component of forging a lasting bond.
April 26, 2016
DOL rule headache solved? Dalbar rolling out fee calculator for advisorsThe tool aims to help advisors determine fees based on the level of skill, time and other costs involved in providing their services.
April 26, 2016
DOL rule headache solved? Dalbar rolling out fee calculator for advisorsThe tool aims to help advisors determine fees based on the level of skill, time and other costs involved in providing their services.
April 21, 2016
DOL Rule Headache Solved? Dalbar Rolling Out Fee Calculator for AdvisorsThe tool aims to help advisors determine "reasonable" fees based on the level of skill, time and other costs involved in providing their services.
April 20, 2016
Adhering to DOL Fiduciary Rule: Heal ThyselfActing in your clients best interest is just not that complicated, unless you want it to be.
March 29, 2016
How to successfully transition to a fee-based practiceFee-based relationships continue to gain ground, but advisors should be cautious about changing their business models.