Compensation and Fees
What leading financial advisors, experts and firms are saying about compensation and fees for registered representatives (both independent and employee) and registered investment advisors.
401(k) Income Solutions Threaten IRA Rollovers
By John Manganaro"In-plan" income solutions could go mainstream sooner than you think, Raymond James' Don MacQuattie tells ThinkAdvisor.
January 19, 2023
This Advisor Team Left a Big BD to Upgrade Its Retirement PlanningBeing an independent RIA allows Michael Leverty to do the sophisticated planning his executive clients need, he says.
January 10, 2023
Daniel Moisand Takes Over as CFP Board ChairMajor ongoing projects for the CFP Board include a review of the board's competency standards.
December 29, 2022
RIAs Open to New Billing Methods, Study ShowsAdvisors are increasingly exploring alternatives to quarterly billing, an Advyzon study shows.
December 12, 2022
6 Wirehouse Comp Trends to Watch in 2023Industry experts predict grid changes and a continued focus on team compensation for next year.
December 02, 2022
4 Trends Shaping Up in 401(k)sRetirement industry executives see a fast-growing need for trusted, fiduciary advice about retirement income.
November 16, 2022
DPL Set to Distribute Corebridge Financial AnnuitiesCorebridge brings two commission-free annuity products to the DPL platform, both geared to fee-only financial advisors.
November 08, 2022
4 Ways to Make a Move — With Fewer HeadachesWhile switching firms is a major undertaking, the fear of what this process entails should not hold you back.