Young Professionals
Young professionals represent the future of the financial advice business. Read the latest news concerning tomorrow's industry leaders.
How to Know When You've Made the Right Decision
By Bernice NapachYale lecturer Daylian Cain tells financial advisors how to avoid making bad choices.
February 20, 2020
LPL Brings on $495M Reps: Recruiting RoundupMeanwhile, Raymond James and Wells Fargo pick up advisors from wirehouse firms and other broker-dealers.
February 19, 2020
Why It's Time to Hone Your Emotional IntelligenceTo succeed in the future, advisors won't need to compete with AI; they'll collaborate with it to enhance their client relationships.
February 19, 2020
LPL Says Tech Update Makes It 'Easier to Turn Prospects Into Clients'The independent broker-dealer explains how a new integration has improved its ClientWorks advisor platform.
February 19, 2020
Carson Group to Slash Tech Costs for Partner FirmsThe initiative is set to take effect April 1 for most technology costs, according to the Omaha-based company.
February 19, 2020
UBS Snatches $6B Wealth Team From GoldmanThe under-50 duo of Denis J. Cleary and Gregory M. Devine also have about $20 million in yearly fees and commissions.
February 18, 2020
Fidelity Adds New Capabilities, User Testing to Integration XchangeThe enhancements focus on self-service functionality that allow wealth management firms to customize their use of technology.
February 18, 2020
SEC Aims to Shake Up Exchanges' Market Data DominationIn effect, its proposal would replace the "exclusive" model with a decentralized model of "competing consolidators."