Young Professionals
Young professionals represent the future of the financial advice business. Read the latest news concerning tomorrow's industry leaders.
LPL, Affiliates Add 4 Reps From Rivals: Recruiting Roundup
By Janet LevauxPlus, Steward Partners — associated with Raymond James — adds former manager at UBS and Morgan Stanley.
March 25, 2020
How 'Being Bold' Propelled Advisor's CareerBayou-born Dawn Dupre overcame many obstacles to become a top wealth manager in the City of Brotherly Love.
March 24, 2020
RIA Nabs Former Super Bowl ChampDavid Diehl, who played for the New York Giants from 2003 to 2013, is now part of Altium Wealth Management.
March 24, 2020
Women vs. Men: Who Wins at Investing?Recent studies found women are less confident with investing, and more likely to use advisors, than men.
March 23, 2020
Raymond James Stops In-Person Recruiting, Puts Some Advisor Moves on HoldThe news comes about 10 days after the firm decided to limit visits to the home office and branches.
March 23, 2020
FPA Looking for Pro Bono PlannersUnderserved communities will suffer the most financial hardship from COVID-19, says FPA.
March 20, 2020
Senators' Stock Sales After Virus Briefings Spark Advisor DebateWhile the sales seem "fishy" to some advisors, a lawyer warns that it's too soon to rush to judgment.
March 19, 2020
NASAA Opposes SEC Plan to Expand Accredited Investor DefinitionState securities regulators say the new definition would fail to protect investors.