Young Professionals
Young professionals represent the future of the financial advice business. Read the latest news concerning tomorrow's industry leaders.
How AI Will Make or Break the Indie Advisory Industry
By Angie HerbersWe need to overcome the current trend of using AI as a tool for clients, and instead, develop it more for advisors.
December 21, 2018
SEC Charges Wealthfront, Hedgeable in Its First Robo ActionsThe regulator charged Wealthfront with making false statements and misleading ads and faulted Hedgeable's performance comparisons.
December 21, 2018
Robertson Stephens Relaunches Wealth Group With Private Equity BackingAmong its new executives is Mike Curley, the former chief compliance officer of First Republic Securities, who oversaw 600-plus registered reps.
December 21, 2018
FINRA Issues Report on Best Cybersecurity PracticesThe group highlights five areas of focus, such as how to limit phishing attacks and how to implement controls on mobile devices.
December 20, 2018
UBS' Hedge Fund-Like Playbook Aims to Beat Market MayhemSwiss private bank pitches strategies akin to relative value as bearish forces grip assets unevenly
December 20, 2018
Stifel, Raymond James Grab Wirehouse Reps: Recruiting RoundupMeanwhile, LPL Financial says Athens Federal Community Bank is now using its hybrid platform.
December 20, 2018
A Fresh Way to Overcome Growing PainsIn 2019, taking a different perspective on change might be your advisory firm's ticket to success.
December 13, 2018
As Cybercrime Costs Soar, Wealthy to Get New Tool From Norton, AonOne research firm says the price tag for cybercrime could hit $6 trillion by 2021; New York's Global Cyber Center picks up steam.