Leadership
Discover the latest news affecting advisors RIAs and others in wealth management , including updates on key hirings and other executive changes.
LPL's Recruiting Chief to Depart
By Dinah Wisenberg BrinScott Posner, who joined the firm in 2008, will stay through June to assist with a transition.
April 09, 2026
This AI Tool Coaches Advisors on the Human Side of AdviceFocal's agentic platform gives advisors feedback on improving empathy, listening actively and asking better questions, CEO John Connell says.
April 07, 2026
4 Ways to Put 'Success' in Succession PlanningFew choices carry more weight than a successor, yet many leaders leave that search until it's nearly too late.
March 31, 2026
The Ultra-Wealthy Are Just Like Us: They Need 'a Community of Advice'Serving this booming cohort, Bernstein Private Wealth's Aaron Bates says, requires connections with like-minded peers.
March 25, 2026
Ex-Hightower CEO Named President of Alts Platform PPB CapitalBob Oros will fill a new role, overseeing operations and infrastructure.
March 22, 2026
LPL's CEO Pay Topped $14.5M in 2025Steinmeier's compensation remains below the peer median and levels seen in the broader market, the broker-dealer says.
March 20, 2026
Advisors in SEC Enforcement CrosshairsFiduciary duty breaches are a "core" focus for the agency, according to the acting director of enforcement.
March 17, 2026
Northern Trust Names New Head of Advisor RelationshipsAlyssa Quinlan will help advisors and strategic partners with client needs around assets like fine art and collectibles.