Investment Strategies
Get the latest market outlook, as well as news and analysis on mutual funds, ETFs and alternative investments, all designed to help you construct a well-balanced portfolio for your clients
Scottrade Charged Under DOL Fiduciary Rule in Massachusetts
By Melanie WaddellThe charge, involving sales contests, appears to be the first state-level action involving the Labor rule.
February 14, 2018
Bob Doll’s 10 Post-Correction PredictionsWhile Doll thinks the worst of the correction is over, he says messy market conditions may continue.
February 14, 2018
FINRA Seeks Tougher Rules on Brokers Switching Firms With Unpaid Arb ClaimsProposed changes would allow FINRA to presumptively deny a new applicant subject to pending arbitration claims
February 14, 2018
Sweetheart Scams & Retirees: What Advisors Need to KnowMichael Bruemmer of Experian talks to ThinkAdvisor about these shockingly common scams, which most frequently target retirees.
February 14, 2018
Top 10 States With Most Millionaires Per Person: 2018Wealthy Americans are concentrated in blue states, which will take the biggest hit from the new tax law.
February 14, 2018
4 Ways Persistent Low Returns Affect Retirement Behavior: NBERA new NBER paper examines how the low interest rate environment can change retirement decisions.
February 13, 2018
7 Questions About Itemized Deductions Under New Tax ActThe 2017 Tax Act made substantial changes to the availability of itemized deductions.
February 13, 2018
Cetera Announces Reorg, Taps New LeadersCetera Financial Group says it is reorganizing its businesses into two channels.