Mutual Funds
Stay on top of mutual fund news, including in-depth articles and analysis on stock, bond and balanced funds, as well as target date funds and more.
SEC Hits Commonwealth for Failure to Disclose Revenue Sharing Conflicts
By Melanie WaddellThe regulator alleges the IBD breached its fiduciary duty by not disclosing $100 million obtained via a revenue-sharing deal tied to mutual funds.
July 29, 2019
Cambria Launches TOKE Cannabis ETF: Portfolio ProductsMeanwhile, AQR launched its first model portfolios.
July 29, 2019
5 Ways Advisor Partners Can Balance Product Choice, Due DiligenceThe onus is on firms to best coordinate the need for choice with processes that ensure that only the most appropriate solutions make it onto their shelves.
July 24, 2019
Mutual Fund Industry at a Crossroads: PwC ReportFund companies need to adapt to slowing revenue and AUM growth, according to PwC, which offers recommendations.
July 22, 2019
Vanguard Files for International Core Stock Fund: Portfolio ProductsAlso, Athene launches its first registered index-linked annuity.
July 19, 2019
The Persistent Underperformance of Actively Managed FundsThe latest S&P Dow Jones Persistence Scorecard could dampen excitement about actively managed nontransparent ETFs.
July 19, 2019
Morgan Stanley to Pay $3.3M Over Puerto Rican BondsA regulatory panel cited the wirehouse's failure to share documents concerning "a key employee" with investors and their lawyers.
July 19, 2019
Reg BI Footnote Justifies Pausing SEC Share Class Disclosure InitiativeFootnote 60 reveals an agency that is seeking to paper the record after failing to make its expectations clear around 12b-1 fees.