Investment VIPs
What top-performing investment strategists and portfolio managers are thinking about the latest market trends and how to build high-performing portfolios.
Rogue advisors: In the 'scheme' of things
By Harry LewA Montana advisor was sentenced to 30 years in prison (10 years suspended) for his role in a Ponzi scheme, exploitation of an elder person, and theft. Authorities said the advisor diverted some $2 million from at least 20 clients.
April 25, 2011
Special Report: The 2011 IA 25 Most Influential People in the Advisor CommunityInvestment Advisor's annual list of the most influential people for advisors in 2011 features an exclusive interview with Mary Schapiro of the SEC.
April 12, 2011
2011 SMA International Equity Manager of the Year: Thomas White InternationalThomas White International’s ADR Portfolio: Research first, but people on the ground--and trading--overseas
April 01, 2011
SEC eyes advisor database changesIf you're a licensed securities representative or investment advisor, expect to have greater transparency with consumers in the months ahead.
April 01, 2011
An Appetizing InvestmentAn advisor recently wrote me to inquire how to best illustrate that the start-up restaurant investment his high-net-worth client was contemplating was a bad idea.
April 01, 2011
Separately Managed Accounts and Advisors: AdvisorOne Special ReportA month-long look at the best SMA managers, the state of the SMA industry, and how advisors are using SMAs in client portfolios.
April 01, 2011
Water Utilities: Steady StreamJames O. Lykins J.J.B. Hilliard, W.L. Lyons, LLC 502-588-1799 [email protected] American Water Works (AWK) reported Q4’10 EPS of $0.23 versus…
March 31, 2011
SEC eyes advisor database changesIf you're a licensed securities representative or investment advisor, expect to have greater transparency with consumers in the months ahead.