Economy & Markets
The important economic and stock market news that advisors need to know.
SEC OKs FINRA’s New Supervisory Rules
By Melanie WaddellThe SEC has approved FINRA's new consolidated rules governing supervision as well as guidance on email reviews.
March 22, 2014
An Easy Way to Invest in Pre-IPO Tech FirmsOne closed-end fund gives investors a chance to buy shares in technology companies backed by venture capital but not yet public.
March 21, 2014
Investor Alpha ‘Readily Available’ but Not Painless: Research AffiliatesAbove-market returns, often called elusive, are there for the taking for investors who can stomach a little discomfort, says Chris Brightman of Research Affiliates.
March 21, 2014
10 Characteristics of Effective LeadershipLeadership shapes the performance of the team. Here's how strong leaders project a positive image that reinforces productivity, morale and client relationships.
March 21, 2014
PIMCO Replaced by TCW as Manager of $1.3 Billion Bond StrategyThe PIMCO Mortgage-Backed Securities Fund will be renamed TCW Core Plus Bond Fund. The decision was made before Mohamed El-Erian's departure, sources said.
March 20, 2014
Doctor Performs Autopsy on U.S. Retirement SystemFailure to raise the retirement age will be cited on Americas death certificate if we don't act, Dr. L. Stephen Coles says.
March 19, 2014
Recent Russian Moves Proves Risky for InvestorsThe Russian economy offers lots of opportunities for investors to make and to lose moneyand not just in Russia.
March 19, 2014
Subsidy gaps may explain low young adult enrollmentYoung people who thought they were going to get help paying for their insurance plans through PPACA may be out of luck.