Asset Managers
The latest news on top asset managers, including updates on mergers and acquisitions, as well as new investment strategies and fund offerings.
LPL Launches Cash Management Account With Banking, Investing Features
By Dinah Wisenberg BrinLPL says the account allows clients to manage uninvested funds more efficiently.
November 09, 2025
RIAs Are Refocusing on Organic Growth: CerulliThe shift in priorities comes as M&A activity has become commonplace in the market, the executive poll finds.
November 07, 2025
Ex-Morgan Stanley Rep Suspended Over Transfers From Wife's IRAFINRA suspended Milwaukee-based Michael J. Schmidt for two months and fined him $5,000.
November 06, 2025
There’s a New (and Cheaper) Way for Clients to Borrow Against Their PortfoliosA solution from Vest applies the philosophy behind buffer ETFs to portfolio-based financing.
November 05, 2025
Wall Street Moves to Support Mamdani After NYC Mayoral Election Win"In some respects he’s the left-wing version of Donald Trump," said former BlackRock executive Mark Kronfeld.
November 04, 2025
Avoid This Mistake When Deploying AI AgentsAI agents amplify whatever process they are given, whether good or bad, Oasis Group warns wealth managers.
November 04, 2025
Citi’s Family Office Head to DepartFour regional heads now lead the private bank and report to Andy Sieg, who heads Citigroup’s broader wealth business.
November 03, 2025
Show Clients the Benefits of Consolidating Their AssetsBefore clients reduce the number of advisors they work with, they need to see what's in it for them.