Women in Wealth
Read news and profiles of top women in wealth management, wealthtech/fintech and other parts of the financial services industry.
7 Ways to 'Future-Proof' Your Independent Practice
By John ManganaroWhether a firm has one advisor or 100, creating the right succession plan isn't easy, but these tips can help.
January 31, 2023
How RIAs Can Wow Young Talent: LUMINARIES PodcastSchwab Advisor Services' Lisa Salvi says young adults want to see a clear path to a rewarding career and business ownership.
January 30, 2023
AIG Fires Interim CFOMark Lyons was named interim CFO just weeks ago. Sabra Purtill is replacing in this role.
January 30, 2023
House Passes Financial Exploitation Prevention ActThe bill, introduced by Rep. Ann Wagner, is aimed at protecting older investors.
January 26, 2023
Vestmark Adds 6 New SMA Strategies: Tech RoundupAlso, Financial Services Institute teams with Broadridge to introduce free Form CRS Video Guide for FSI members.
January 25, 2023
Penny Phillips: 4 'Expert' Business Tips Advisors Can IgnoreJust because expert advice works for one or hundreds of advisors doesn't mean it'll work for your practice.
January 24, 2023
FINRA Enforcement Head to Step DownJessica Hopper is leaving after 18 years with FINRA. Christopher Kelly will be acting head of enforcement.
January 23, 2023
What 'Safe Withdrawal' Rates Really Mean (and Don't Mean): Christine BenzResearchers say "safe withdrawal" research remains useful, but it is also very easy to misinterpret.