Women in Wealth
Read news and profiles of top women in wealth management, wealthtech/fintech and other parts of the financial services industry.
Morgan Stanley Fires Oregon Advisor After Abuse Allegations
By Dan ReichlEmployee was executive director in wealth-advisory business; bank says all should be treated with 'dignity and respect.'
March 20, 2018
Wells Fargo Denies FBI Reviewed Wealth UnitQuestioning was conducted by company-hired lawyers, not the FBI, an exec says, but nonetheless 'clients are commenting on this,' says Danny Sarch.
March 16, 2018
Women Still Underserved in Finance: Edward JonesEdward Jones surveyed 100 women at its recent women's conference.
March 16, 2018
DOJ Expands Sales Review to Wells Fargo Wealth Unit: ReportEmployees in Phoenix are being interviewed by investigators concerning the bank's own investment products, according to the Wall Street Journal.
March 15, 2018
Merrill Shifts Execs, Resources to Better Serve Ultra-WealthyThe news comes about two weeks after rival Morgan Stanley moved to form a 66-member team to serve UHNW clients.
March 08, 2018
Galvin Targets Wells Fargo Wealth UnitThe regulator wants to examine the extent of referrals and recommendations tied to 401(k) rollovers.
March 02, 2018
Wells Fargo Wealth Investigation 'A Big Deal'Industry watchers expect the probe into the wealth management unit to hurt advisor recruiting and retention.
February 21, 2018
Janney Nabs $220M Merrill Advisor: Recruiting RoundupMeanwhile, an H.D. Vest affiliate, the Carson Wealth Group and R.M. Davis announce new financial advisors and investors.