Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
UBS Adds Tax Overlay
By Janet LevauxUBS reports that it now offers a Personalized Tax Management Overlay for a selection of multi-asset portfolios on its Private Wealth Solutions separately managed...
March 25, 2010
SEC Targets UBS Banker in Case of Insider TradingAlso, the U.S. Attorney's office in New York filed criminal charges against Igor Poteroba, a healthcare banker in the Swiss bank's New York office, and his friend, Aleksey Koval.
March 19, 2010
UBS Set to Hold Confidence Vote; Will Be Part of Next Shareholders' MeetingAfter an extended delay, shareholders will vote on the performance of the board in 2007, 2008 and 2009.
March 09, 2010
Morgan Stanley Hires Citi Exec; Shedlin to Boost Investment BankingGary Shedlin joined Citigroup in 2004 and has had several high-profile banking assignments since then, including work for BlackRock.
March 04, 2010
UBS Makes More Exec Shifts: Appoints New Private Wealth COOThese changes come after former Merrill Lynch executive Robert McCann became head of Wealth Management Americas in October 2009.
March 01, 2010
Editor's Note: A Word Not From Our SponsorsDuring Tom Bradley's welcoming speech at the 14th annual TD Ameritrade Institutional conference last month, the ebullient Mr. Bradley was waxing on about certain (to...
March 01, 2010
Wirehouse Performance Takes Divergent PathsWith the latest earnings results, the varied strategies and performance of the remaining -- and transformed -- wirehouse firms are becoming clearer though not...
February 19, 2010
Morgan Stanley Exec Leaving Post as Head of New York City FAsJimmy Tighe had been with Citi for 16 years; reportedly may join BofA-Merrill.