Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Barclays Wealth Grabs 8 FAs From Wells, Morgan, Goldman
By Janet LevauxThe reps will work in the Los Angeles and Chicago offices after moving over from Credit Suisse, Goldman Sachs, Morgan Stanley and Wells Fargo.
February 06, 2012
UBS Nominates Board Members; Grabs Advisors From BofA, MorganThe recruited reps come from Bank of America and Morgan Stanley with about $3 billion in assets and $18 million in production.
February 06, 2012
Morgan Stanley’s Larry King Joins Dynasty in Indie PartnershipIn more news of Dynasty's growing network of indie RIAs, noted wealth manager Larry King said he is leaving Morgan Stanley Smith Barney to go independent on the Dynasty platform.
February 06, 2012
Why Rep as Portfolio Manager Programs Are Here to StayIts worth looking at whats behind the explosive growth of these programs and what can sustain them
February 01, 2012
Merrill Lynch Boosts Asset MinimumMerrill Lynch is raising its minimum asset level for client households to $250,000 from $100,000 this year, the Bank of America unit said in early January.
February 01, 2012
Raymond James to Purchase Morgan Keegan From RegionsSt. Petersburg, Fla.-based Raymond James Financial said on Jan. 11 that it would buy Memphis-based Morgan Keegan from Regions Financial in a $930-million stock transaction.
January 27, 2012
Advising International Clients; Looking Beyond Wirehouses: February Research—SlideshowServing internationally mobile clients has become a growth industry for financial advisors, as Contributing Editor Ellen Uzelac discusses in Research magazine's February cover story "Advising Across Borders." Another February article, Fear of Flying, tells the stories of brokers who left the wirehouse world in order to become registered investment...