Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Wells Fargo Shares Details on New Sexual Harassment Policy
By Janet Levaux"We have achieved momentum," said financial advisor Rachel Robasciotti.
February 12, 2020
Banks, Financial Services Must Do Better on Diversity: House ReportAlthough the business has made strides in diversity hiring, it's not enough, says the House Financial Services Committee.
February 12, 2020
Ameriprise Adds Merrill Team With 3 RepsThe Barbaro, DeMartino & Tucker Group joins the firm in New Jersey with about $194 million in assets.
February 12, 2020
Wells Fargo Ends Mandatory Arbitration for Sexual Harassment ClaimsA shareholder group raised the issue late last year, after Ken Fisher's crude remarks about women.
February 12, 2020
FINRA Seeks to Close '$1 Expungement Case' LoopholeThe regulator would charge a minimum filing fee for expungement cases. But industry attorneys aren't impressed.
February 11, 2020
Wells Fargo to Replace Wealth Chief in RestructuringCEO Charles Scharf is changing the bank's reporting lines as part of a major structural change, the company said Tuesday.
February 10, 2020
UBS Revamps iPhone App With Client, Advisor FeedbackThe new app was designed to provide clients with fuller picture of their total wealth.
February 07, 2020
Ex-Rep for Morgan Stanley, Wells Fargo Sentenced to 30 Months for FraudThe former broker had pleaded guilty to swindling clients out of more than $1.6 million.