Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Who Made It Into Merrill's Expanded Model Portfolio Lineup?
By Janet LevauxEight new fund giants come on board, a day after Bank of America says Merrill clients can trade via its mobile app.
August 28, 2020
Sanctuary Wealth Names COO, Adds $530M Merrill TeamThe Indianapolis-based group now has 38 partner firms with over $10 billion in assets under advisement.
August 28, 2020
Morgan Stanley Is Sued Over Data Breaches Tied to Missing Equipment"Current and former customers face a lifetime risk of identity theft," an IRA holder says in a filing.
August 28, 2020
DOL Fiduciary Rule Hearings to Be Held on Quick Timeline With Limited TestimonyThere are several notable differences from when the Obama Labor Department held hearings on the 2016 fiduciary rule.
August 27, 2020
Hightower, LaSalle Add New Groups: Recruiting RoundupMeanwhile, Advisor Group shares plans for its national conference and one of its broker-dealers brings on a team from Ameriprise.
August 26, 2020
SEC's New Accredited Investor Definition Gets Mixed ResponseSome industry players cheered the expansion, while others said it didn't go far enough.
August 26, 2020
Morgan Stanley Launches 'Women Without Limits' ProgramThe new initiative will focus on promoting financial literacy and spotlighting female leaders.
August 26, 2020
World's Top 20 Biggest Asset Managers: 2020Here are the firms with the most assets under management, according to ADV Ratings.