Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Ex-Wells Fargo Exec Who Alleged Fake Job Interviews Plans to Sue Over His Firing
By Jeff BermanJoe Bruno says he was terminated for complaining that women and minorities were interviewed for already-filled roles.
May 19, 2022
June Court Date Set for Suspect in BofA Exec Michelle Avan's KillingThe next hearing for Anthony Duwayne Turner will be June 17, according to the L.A. Superior Court.
May 19, 2022
UBS Adds BNY Mellon Model Portfolios to Platform: Tech RoundupAlso, Invesco teamed with Cerulli Associates to launch a benchmarking index based on Cerulli data.
May 18, 2022
Ex-Morgan Stanley Reps Suspended After Making Misleading StatementsThe wirehouse terminated both brokers after they made misleading investment statements to clients and prospective clients.
May 16, 2022
15 Highest-Paid CEOs in Financial Services: WSJSeveral BD and wirehouse CEOs made this list.
May 06, 2022
UBS Must Pay Clients $3.9M Over YES Options StrategyA FINRA arbitration panel ruled against the wirehouse in another dispute over its Yield Enhancement Strategy.
May 02, 2022
4 Ways to Get Succession Planning RightWhile every practice is unique and there's no silver bullet, there are a few essential tenets for those thinking about their retirement from the advice business.
April 29, 2022
Wells Fargo Mistakenly Announces Death of Advisor Who Left Firm"It's good to be alive and I'm very thankful to be with oXYGen Financial," Robert Brian Watson told ThinkAdvisor.