Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Morgan Stanley, Raymond James Name Regional Heads
By Janet LevauxMeanwhile, Merrill Lynch and Wells Fargos independent-advisor unit share their latest recruiting news
September 13, 2013
Merrill Edge Makes Big ETF PushThe mass-affluent platform is likely to add alternatives and other products in the future to boost assets and clients, executives say.
September 12, 2013
Atlanta Capital Rolls Up Small Family Office FirmsAtlanta Capital, which just bought neighboring PFM Capital, claims it is ahead of a national family office trend, serving clients with assets under $100 million.
September 12, 2013
Ex-Ameriprise Rep Opens TrestleBridge, Affiliates With LPLMeanwhile, LPL-affiliated Washington Wealth rolls out platform for advisors who want to work remotely.
September 09, 2013
BofA-Merrill Settles Gender Discrimination Suit for $39MThe lawsuit was filed in 2007 and involved about 4,800 current and former financial advisors.
September 04, 2013
RIA Growth Inevitable as Brokers Go Indie: S&P Capital IQBrokers move to independence is one of the fastest growing trends in wealth management, and RIAs are poised for more growth, S&P Capital IQ says.
September 04, 2013
Wells Adds 5 Advisors, Nearly $1B in Assets From RivalsIn addition, Securities America adds an advisor with $137 million in assets from Financial Telesis.
August 28, 2013
Top Advisor Blasts RIAs, Brokers in New BookIf youre reading this and you get pissed, youre probably guilty of being a bad advisor, Steve Lockshin says.