Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Who Wins, Who Loses With New DOL Rule? $3 Trillion in Play
By Janet LevauxMorningstar's Stephen Ellis looks at the costs, benefits of DOL fiduciary rule, says $3 trillion in assets will be affected.
December 29, 2015
Raymond James Grabs Wells Fargo Rep in DenverVeteran advisor Robert Campbell comes on board with an associate and some $190 million in client assets.
December 28, 2015
Morgan, Merrill Reveal 2016 Compensation, Bonus DetailsMorgan Stanley is emphasizing growth in its private bank operations while Merrill Lynch unleashed a new pay grid for its advisors.
December 28, 2015
These Will Be Wall Street’s Most In-Demand Jobs Next YearJob cuts and shrinking bonuses dominated headlines from Wall Street this year, so its easy to forget pockets of the industry are booming.
December 23, 2015
Merrill Paid $4M in Settlements Tied to Barred BrokerA 34-year industry veteran, Thomas Buck led a team including his two daughters, one of whom is also an Indianapolis Colts cheerleader.
December 22, 2015
Ex-Morgan Stanley Advisor Avoids Prison Over Data TheftGalen Marsh given three years of probation after guilty plea; Russian hackers suspected of stealing data from Marsh.
December 22, 2015
Top 6 Investment Ideas for 2016Given the current backdrop, investors and advisors need to choose their investments carefully for 2016, then monitor them closely.
December 21, 2015
UBS Boosts Bonuses for Top Teams in 2016Teams with a combined yearly production of $2.5 million and higher and average production per rep of $750,000 and higher will get higher payouts.