Wirehouse Firms
Learn the ins and outs of the wirehouse channel, including news, analysis and more on Bank of America-Merrill, Morgan Stanley, Wells Fargo and UBS.
Morgan Stanley Gets Thumbs-Up on E-Trade Deal: Report
By Janet LevauxMeanwhile, Charles Schwab's plan to buy TD Ameritrade is still under investigation, according to Bloomberg.
March 26, 2020
Morgan Stanley Says No Job Cuts in 2020, Fixes Tech Glitch"Your jobs are secure" through the year, CEO James Gorman told employees, though he could offer no longer-term assurance.
March 26, 2020
FINRA Shares 'Stay Home' Info From States, Cancels ConferenceThe regulator says more than 30 regions have issued "shelter-in-place" orders, which vary in scope and duration.
March 26, 2020
FINRA Fines Morgan Stanley $300K for Reporting ViolationsThe firm failed to report more than 1,000 fixed income transactions to TRACE, the regulator says.
March 26, 2020
LPL, Affiliates Add 4 Reps From Rivals: Recruiting RoundupPlus, Steward Partners — associated with Raymond James — adds former manager at UBS and Morgan Stanley.
March 25, 2020
The American College Names Head of New Women's CenterHilary Fiorella will lead the effort to advance women in financial services through research, education and awareness.
March 24, 2020
Ex-Rep Wins FINRA Arb Case Against Morgan StanleyBut the award was much lower than what the broker had sought.
March 23, 2020
FINRA Extends Exam Window, Annual Report FilingFINRA recently released a FAQ in light of the coronavirus pandemic.