Switching Firms
This coverage goes beyond announcements about the latest movement and emphasizes the complexity of switching firms. This approach aims to bring readers the most holistic view of the rapidly changing recruiting landscape, which is being driven by factors like intense industry consolidation.
Cutting Clients' Taxes Is a Must-Have Skill for Advisors: Cerulli
By Dinah Wisenberg BrinYet less than half of practices offer tax planning today, according to the research firm's latest study.
July 16, 2025
Best & Worst BDs for Financial Advisor Satisfaction: J.D. Power, 2025Younger advisors want more support from their firms, the research group finds.
July 14, 2025
6 Ways Advisors Are Redefining RecruitmentWhile firms once led with eye-catching offers and signing bonuses, today’s advisors approach transitions with a different mindset.
July 11, 2025
Why the Number of BDs Could Drop 20% in 5 Years"Clients, financial advisors, firms and the media all seem to favor the RIA model," consulting exec Chip Roame says.
July 10, 2025
Sanctuary Wealth Adds $580M Private Wealth AdvisorThe news comes about two months after the hybrid RIA added a $2.2 billion group from UBS.
June 23, 2025
Advisors Sue Focus Financial Over 'Staggeringly Overbroad' RestrictionsEnforcement of the covenants would essentially bar the advisors, who resigned, from continuing in the industry, they argue.
June 20, 2025
Wealth Consulting Group Taps Ex-LPL Exec as PresidentAndy Kalbaugh joins the hybrid RIA, which uses LPL as its broker-dealer, as it enters a growth phase.
June 18, 2025
Raymond James Adds 3 Teams With $1.8BThe teams moved to the broker-dealer from Ameriprise, Morgan Stanley and UBS.