Firm Acquired by Mariner Alleges Fraud, Breach of Contract
By Dinah Wisenberg BrinIn a lawsuit, James Hyre says Mariner broke promises of significant compensation and support after buying his Ohio firm.
January 15, 2026
AmeriLife Taps Todd Buchanan to Lead Wealth DistributionThe former World Financial Group president will oversee relationships with 44,000 agents and advisors.
November 19, 2025
11 Best & Worst Broker-Dealers: Q3 Earnings, 2025BD earnings in the quarter rose as much as 74% from a year ago.
October 30, 2025
Best and Worst 401(k) Plans by IndustryJudy Diamond Associates' latest report highlights opportunities for financial advisors with business-owner clients.
September 30, 2025
$1.1B RBC Team Forms a Private Wealth Group at LPLThe three-member advisory team came together to form Lighthouse Private Wealth.
September 05, 2025
Carson's Latest Hires Include Ex-Commonwealth HNW ExecHeather Zack joins the group's private client services team and will report to Dani Fava, chief strategy officer.
September 02, 2025
Why Big Firms Are Losing the Hearts and Minds of AdvisorsA shift away from complacency is underway, and it favors advisors aligned with independent RIAs.
August 12, 2025
Recruiting Deals Offer More Than Money, But the Money's Really Good, TooThere’s a rush to get the assets of longer-tenured advisors before they get locked up in a sunset package.