Tax Planning: How Your Clients Can Deduct Your Fees
By Mike PattonA look at how, how much and from which accounts your clients can deduct your fees, along with a warning about IRAs.
March 09, 2015
SEC Mulls Adding SMA Info to Form ADVThe regulator may also be considering asking about leverage, securities lending and other factors to better gauge risk, IAA says.
March 06, 2015
Second Round of Cyber Exams Coming in Summer: SEC’s JarchoSEC will also resume exams of alternative mutual funds, looking at 30 to 40 funds across 25 to 30 sponsors.
March 06, 2015
GOP Reps Demand Proof DOL Didn’t Go It Alone on FiduciaryLawmakers tell Secretary Perez to hand over SEC correspondence, but advocates say Congress efforts to stall the fiduciary redraft are futile.
March 05, 2015
Advisor Compensation: The Value of Investing in TalentFor RIAs, attracting and retaining top talent is more competitive than ever, but its also more important than ever.
March 05, 2015
RIA Growth Secret: ‘Create a Story That Sells Itself’Firms discuss how moving from the wirehouses to independence brought rapid growth.
March 05, 2015
Advisor Exam Changes Afoot: IAA’s Chief LobbyistIAA's Neil Simon says exam changes are coming for the same reason the DOL fiduciary rule won't languish at OMB: the political pressure is on.
March 04, 2015
Janus Readies ETF; Edward Jones Pushes Back Fund RolloutsInvestors can expect a new fixed income fund led by ex-PIMCO chief Bill Gross and equity products from Edward Jones' Bridge Builder brand.