Schwab Finds Women Hold Almost Half of RIA Jobs but Have Little Equity
By James J. GreenSchwab finds that about 46% of the RIA work force is female, but less than 20% of employee equity ownership goes to women.
September 16, 2015
Eye on the regulatory regime in some far-flung placesThere is a constant push and pull worldwide to strike the right balance between protecting consumers and giving advisors the freedom to grow their practices.
September 16, 2015
Eye on the regulatory regime in some far-flung placesThere is a constant push and pull worldwide to strike the right balance between protecting consumers and giving advisors the freedom to grow their practices.
September 15, 2015
Women Make Great Advisors — So Why Aren’t There More?When women look for a financial advisor 70% look for a woman. With that sort of demand why are only 30% of advisors women?
September 13, 2015
The Real Cost of Investment FeesPersonal Capital, an online advisory firm, just released a report showing how much money investors lose paying fees to financial institutions.
September 11, 2015
Can Old Wall Street Firm Re-Emerge as Boutique RIA?The team at C.J. Lawrence says it has the "DNA" to address high-net-worth investors.
September 09, 2015
SEC: ‘Financial Myth Buster’ Dawn Bennett Spun a Myth About Her Firm’s AssetsThe host of a radio show, "Financial Myth Busting With Dawn Bennett," and her firm are accused of inflating their AUM.
September 08, 2015
Why Now Is a Good Time to Remind Clients to Save for CollegeSeveral states are offering prize money this month to families who contribute to their in-state 529 plan.