Recruiting Roundup: Raymond James Grabs $2M Team from Wells Fargo, Davenport
By Marlene Y. SatterMeanwhile, Merrill Lynch adds a wealth strategist in Miami; Focus Financial draws large RIA in New York.
January 14, 2016
What Plan Sponsors Want in a Retirement Advisor: MassMutualRetirement plan sponsors are paying close attention to advisors value propositions. A survey released in January by MassMutual identifies what theyre looking for.
January 14, 2016
Docupace Aims to Break Free From RCS CapitalThe tech firm wants to follow Cetera Financial's lead in separating itself from its troubled majority owner.
January 13, 2016
Recruiting Roundup: LPL Adds 25-Branch Bank to PlatformThe $750 million group is based in Pennsylvania and recently added a $120 million rep to its wealth operations.
January 13, 2016
RIAs Bullish on 2016; See Cybersecurity as Biggest Tech ChallengeAdvisors in TD Ameritrade survey expect continued growth in 16, helped by targeting new niches, though rate hikes remain a concern in building client portfolios.
January 13, 2016
Matt Sonnen, Wealth Management Vet, Opens PFI AdvisorsThe new consultancy serves breakaway financial advisory teams and expanding RIAs.
January 13, 2016
3 Critical Steps to Groom Your SuccessorFidelity discusses three steps RIAs need to take to support young advisors in the firm if they hope to keep them.
January 11, 2016
Celebrities Behaving Badly With Money, and How They Were RescuedTed Klontz tells ThinkAdvisor stories about the ruinous financial behaviors of the rich and famous, like Wynonna Judd, and how hes helped them.