Commonwealth CEO Upbeat on DOL Fiduciary, ‘RIA-zation’
By Janet LevauxWayne Bloom and other execs highlight the growth of the firms indie advisors at a national event in San Diego.
October 12, 2017
Families Saving More for College but Underestimating Costs: FidelityFidelity's College Savings IQ survey also found that more families are using 529 college savings plans but many don't understand all the advantages.
October 11, 2017
Raymond James to Grab $5B Clearing Client From PershingIt also recruited a husband-and-wife team from Merrill Lynch with some $160 million in assets.
October 11, 2017
As Advisors Jump Into AI, Experts Warn About DataThought leaders in the field urge firms to use caution about the quality of the data and algorithms being put into use.
October 11, 2017
FINRA Warns Investors About Fake Financial DesignationsThe alphabet soup of designations can be used to perpetrate fraud, FINRA warns.
October 09, 2017
Think 7% Returns Are Coming Back Anytime Soon? Think Again.Two prominent investment strategists cautioned advisors about future gains in client portfolios at FPAs annual conference.
October 09, 2017
LPL Makes Retirement Plan Push With FAsRetirement Partners head Bill Beardsley and national sales chief Andy Kalbaugh are hoping to bring more LPL reps and ex-NPH advisors into the fold.
October 06, 2017
Jordan Belfort, the ‘Wolf of Wall Street,’ Offers (Ethical) Sales Tips for AdvisorsBelfort tells ThinkAdvisor about his Straight Line sales system and how his drug-addled past was actually worse than in the movie.