The New Form ADV: What Advisors Need to Know and Do
By Bernice NapachAdvice from the ACA Compliance Group and Kleinberg Kaplan law firm about changes and requirements in the new ADV.
January 22, 2018
The HSA Priority: Rethinking Tax-Preferred Account Funding StrategiesMaking 401(k) funding a clients top priority is important, but clients may wish to consider the benefits of prioritizing HSA funding.
January 22, 2018
Senate Votes to Reopen Government Till Feb. 8It seems unlikely a DACA deal can be reached in that time, says Horizons Greg Valliere.
January 22, 2018
How Advisors Can Use Tech to Serve Aging Clients: MIT AgeLabTech-driven longevity solutions will be a key way for advisors to differentiate themselves while helping clients age more independently.
January 21, 2018
Broker Protocol Exodus Could Cause Breakaway ‘Spike’ in Next Few Months: DeVoeThe new tax law, on the other hand, is unlikely to have much effect on RIA M&A trends, DeVoe says.
January 18, 2018
Be Prepared for Heightened SEC, FINRA Scrutiny on ICOsIronically, the more regulators treat ICO tokens like securities, the more securities industry intermediaries will be drawn into this supposedly disintermediated space.
January 18, 2018
Dan Seivert's Tips for Wealth Management Firms Looking to SellEveryone thinks its a sellers market now, but thats not true, the CEO of Echelon Partners says.
January 18, 2018
FINRA’s Budget, Released for First Time, Shows Revenue ProblemsThe regulator plans to use cash reserves instead of raising fees to cover the shortfall.