Why AUM Fees 'Poison' the Advisor-Client Relationship: Bert Whitehead
By Jane Wollman RusoffThe longtime advisor tells ThinkAdvisor about being "vindicated" by the DOL and why massage therapists make great referrers.
September 21, 2018
10 Ways to Increase Diversity Among Employees, ClientsThese ideas from the CFA Institute can help advisors attract more female, millennial and minority advisors and clients.
September 19, 2018
RBC Brings on $500M Commonwealth Team: Recruiting RoundupLPL Financial, Kestra, Stifel and Ameriprise announce their latest hires and Larry Roth lands a board seat.
September 19, 2018
This Innovative Business Model Makes Small Accounts ProfitableThere are more ways to create value in your businesses than attracting more assets and increasing revenues, as Facet Wealth's success shows.
September 18, 2018
Wealth Enhancement Group to Buy OneSource Retirement AdvisorsEarlier in 2018, Lightyear Capital-based WEG acquired Cimino Wealth Advisors of Clinton, Wisconsin, and Retirement Strategies of Jacksonville, Florida.
September 18, 2018
SEC Reopens Advisor Proxy Voting DebateThe agency withdrew two no-action letters allowing advisors to use third-party voting services.
September 17, 2018
Advisors, Not Their Clients, Should Lead on ESG InvestingThat's the conclusion of multiple presenters at this year's Sustainable Investing Conference sponsored by Gitterman Wealth Management.
September 12, 2018
Lessons From SEC's Action on Leveraged ETPs, Cadaret GrantA review of issues for firms to consider as they develop supervisory procedures around leveraged or inverse exchange products.