Focus Financial Partners Maintaining Aggressive M&A Pace
By Janet LevauxBoston-based Colony Group, which has over $6 billion in assets, is buying Aurora, which has roughly $400 million.
December 28, 2018
Private Wealth Group to Be Added to S&P 500First Republic Bank, which includes about 150 financial advisors with $131 billion of assets, has been on a recruiting tear.
December 26, 2018
SEC 12b-1 Fee Crackdown Ensnares American Portfolios Advisors, PPS AdvisorsWithout admitting or denying the findings, American Portfolios agreed to pay about $895,3500 in disgorgement and prejudgment interest and a civil penalty of $250,000.
December 26, 2018
Brave New World: How Younger Advisors See Tech Changing the BusinessNew survey shows sharp differences between older and younger advisors on how technology can help them expand their businesses.
December 26, 2018
NHL Recognizes American Portfolios ExecThe group names CEO Lon Dolber a "Hometown Hero" for his support of the Center for Discovery and World T.E.A.M., which brings adaptive and able-bodied athletes together for inclusive athletic events.
December 24, 2018
Expect Big Changes to Retirement, Fiduciary Rules in 2019Other regulatory priorities are expected to include cybersecurity, new advertising and cash solicitation rules by the SEC.
December 21, 2018
How AI Will Make or Break the Indie Advisory IndustryWe need to overcome the current trend of using AI as a tool for clients, and instead, develop it more for advisors.
December 21, 2018
Is Your Firm One of the Best Places to Work?Look to companies in other industries for tips on becoming an employer of choice.